Cash Account
Account Opening Form (Individual/Joint Account)
Standing Authority
CRS Individual
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HKIDR Consent Letter
Individual Client Risk Assessment Questionnaire

Margin Account
Account Opening Form (Individual/Joint Account)
Standing Authority
Standing Authority (Margin Account Only)
CRS Individual
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HKIDR Consent Letter
Individual Client Risk Assessment Questionnaire

Corporate Account Opening Checklist
Account Opening Form (Corporate Account)
Corporate Client Risk Assessment Questionnaire
Professional Investor Declaration Form
Form W-8BEN-E
Self-CertificationForm–Entity
Self-CertificationForm–Controlling Person
Anti-Money Laundering (“AML”) Questionnaire for Financial Institution (“FI”)
Board Resolution
Consent under the Hong Kong Investor Identification Regime (HKIDR) and Over-the- counter Securities Transactions Reporting Regime (OTCR)

Cash Account
Standing Authority under Securities and Futures (Client Money) Rules

Margin Account
Standing Authority under Securities and Futures (Client Money) Rules
Authorization Letter (Margin Account)
Letter of Personal Guarantee

Terms & Conditions for Trading Account
Risks Disclosure Statements for Exchange-Traded Derivative Products
Risks Associated with Trading CBBC and ETF
Circular To Clients Relating To Personal Data Collection

Deposit / Withdrawal Form
Securities Settlement Instruction
IPO Application Form
Client Information Change Request
Account Amendment and Cancellation Form
Assessment Questionnaire on Derivative Knowledge and Client Declaration
Personal Data Collection Form
Fund & Securities Transfer Approval Form