Tianda Financial provides comprehensive and high-efficient securities trading services, including IPO Stocks, Securities Margin Trading, commission special offer, online trading platform, real-time quote, stock price watch list and up-to-date information to let our clients seize every trading opportunity.
- HK Stocks
- US Stocks
- SH/SZ Stock
- China B
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Account Opening In Person
To open an account, you simply bring along the following supporting documents in person to our company:
Individual / Joint Account opening documents required Corporate Account opening documents required - Copy(ies) of Client’s ID card(s) or Passport(s)
- Residential and/or correspondence address proof issued within the last three months, for example, bank statement, utility bill, e.g. water/electricity/gas bill and telephone bill (If correspondence address different from residential address)
- Document giving authority to the authorized person(s) to open the account (e.g. Minutes of the Board of Directors’ meeting)
- Certified true copy of the Certificate of Incorporation, Business Registration Certificate,Memorandum and Articles of Associationof the Client*
- Certified true copy of the Register or Directors*
- Certified true copy of the Register of Members*
- Certified true copies of the Hong Kong ID Card(s) or Passport(s) of all Authorized Persons, Directors and Ultimate beneficial owner(s)*
- Certified true copies of a bank statement or utility bill within the last 3 months of all Authorized Persons, Directors and Ultimate beneficial owner(s) for proof of residential address*
- Certified true copies of Certificate of Incumbency* (A company incorporated overseas)
- Certified true copies of the audited accounts for the last two years and a balance sheet at a date not more than two months before the date of this Form, or such other financial information as Tianda Securities may from time to time agree
- Company chop
* Certified true copy must be issued by a solicitor or certified public accountant
Notes:
1) Clients are advised to read the following terms and conditions, fees and commission, ask questions and take independent advice (if necessary) before account opening.
Terms and Conditions for Trading Account
Fees and Commission
2) Generally, it takes 3 working days (HKT) for processing the account opening and send you the password for initiating internet trading.
3) If you have any enquiries, please contact customer services hotline at +852 3972 0688 email to enquiry@tiandafinancial.com for further enquiry. -
Account Opening by Mail
To open Individual / Joint Account by mail, please follow the below procedures:
Individual / Joint Account Corporate Account Step 1 Print and fill in the following forms or contact customer service hotline at +852 3972 0688 for the related forms. Cash Account
Margin AccountCash Account - Account Opening Form (Corporate Account)
- Client Information Sheet
- Letter of Personal Guarantee
- Board Resolution
- Standing Authoring
Margin AccountStep 2 Read the Terms and Conditions Clients are advised to read the following terms and conditions, fees and commission, ask questions and take independent advice (if necessary) before account opening.
Terms and Conditions for Trading Account
Fees and CommissionStep 3 Fill in the forms and sign in the presence of a witness Step 4 Documents required - Copy(ies) of Client’s ID card(s) or Passport(s)
- Residential and/or correspondence address proof issued within the last three months, for example, bank statement, utility bill, e.g. water/electricity/gas bill and telephone bill (If correspondence address different from residential address)
- Document giving authority to the authorized person(s) to open the account (e.g. Minutes of the
- Board of Directors’ meeting)
- Certified true copy of the Certificate of Incorporation, Business Registration Certificate, Memorandum and Articles of Association of the Client*
- Certified true copy of the Register or Directors*
- Certified true copy of the Register of Members*
- Certified true copies of the Hong Kong ID Card(s) or Passport(s) of all Authorized Persons, Directors and Ultimate beneficial owner(s)*
- Certified true copies of a bank statement or utility bill within the last 3 months of all Authorized Persons, Directors and Ultimate beneficial owner(s) for proof of residential address*
- Certified true copies of Certificate of Incumbency* (A company incorporated overseas)
- Certified true copies of the audited accounts for the last two years and a balance sheet at a date not more than two months before the date of this Form, or such other financial information as Tianda Securities may from time to time agree
- Company chop
Step 5 Post to Tianda Securities Limited Submit the completed Account Opening Form, together with all supporting documents to the address below:
Attn: Customer Services
Tianda Securities Limited Level 24, CITIC Tower, No. 1 Tim Mei Avenue, Central, Hong KongStep 6 Confirmation call will be made by our customer services staff Confirmation call will be made by our customer services staff within 3 working days after receiving the account opening documents. Generally, it takes 3 working days (HKT) for processing the account opening and send you the password for initiating internet trading. If you have any enquiries, please contact customer services hotline at +852 3972 0688 email to enquiry@tiandafinancial.com for further enquiry.
* The witness must have the signature where appropriate, and the witness must be SFC licensed or registered person, an affiliate of such person, a Justice of the Peace, a Branch Manager of a bank, Certified Public Accountant, Lawyer or Notary Public.。
# If the client fails to confirm by a qualified witness, the client can show us a personal crossed cheque which issued by a Hong Kong licensed bank with amount not less than HK$10,000 (or other amounts advised by Tianda Securities Limited). As the cheque serves to check the identity of the client, the cheque should bear same name shown in the client’s identity document with same signature(s) as shown on the Form. The client’s trading account will be credited and activated after the cheque is cleared.
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Securities Trading Services
Item Fee Remarks Brokerage Commission Negotiable Minimum: HK$100 per transaction SFC Transaction Levy 0.0027% of transaction amount HKEx Trading Fee 0.00565% of transaction amount Stamp Duty on Stock Transaction 0.10% of transaction amount - Paid by both buyer & seller
- Rounded up to the nearest dollar
AFRC Transaction Levy 0.00015% per side of the consideration of a transaction rounded to the nearest cent CCASS Stock Settlement Fee 0.002% of gross value of an Exchange trade Maximum: HK$100, Minimum: HK$2 -
Scrip Handling and Settlement Services
Item Fee Remarks Physical Scrip Deposit Fee Waived Transfer Deed HK$5 per transfer deed Physical Scrip Withdrawal Fee CCASS Charge: HK$3.5 per board lot +
Company Handling Fee: HK$1 per board lotMinimum: HK$20 Stock Deposit via CCASS Settlement Instructions (SI) Waived Stock Withdrawal via CCASS Settlement Instructions (SI) 0.02 % of total market value based on previous closing price Maximum: HK$500, Minimum: HK$50 Stock Deposit via CCASS Investor Settlement Instructions (ISI) Waived Stock Withdrawal via CCASS Investor Settlement Instructions (ISI) HK$10 per transaction Compulsory Share Buy-back Fee Company Handling Fee: HK$100 + CCASS penalties & other related charges -
Account Maintenance
Item Fee Stock Balance or Account Confirmation fee HK$100 per application Copies of Contract Note / Daily Statement / Monthly Statement (The latest three months waived) HK$100 per duplicate copy Stock Custody Fee Waived -
Nominee Services and Corporate Actions
Item Fee Remarks Scrip Fee (At Book Close Date) HK$1.5 per board lot Stocks stored in CCASS when issuing dividends Collection Fee of Cash / Scrip Dividend 0.5% of dividend amount Minimum: HK$20 Collection Fee for Bonus Share HK$20 per stock Right Issue Entitlement Charge HK$100 + CCASS Charge: HK$0.8 per board lot (per transaction) Fee for Right Exercise Fee for Excess Rights Application Cash Offer Charges Special / Open / Unconditional Offer Charges Fee for Tendering Shares under a Takeover Bid Fee for Change of Registration at Share Registrar HK$5 per board lot Minimum: HK$20 Fee for Claiming Unclaimed Benefit Entitlements HK$300 per claim + CCASS & relevant service fees -
Financing and Other Services
Item Fee IPO Subscription Handling charge HK$100 per application Financing Charge for Subscription of Securities Subject to market rate Cash Account Overdue Interest Prime Rate + 6% (Negotiable) Margin Account Overdue Interest Prime Rate + 3% (Negotiable) Remittance CHATS (Local): HK$100 per transaction
T/T (Overseas): HK$200 + Bank Charges (charges will be deducted from T/T amount) per transactionForeign Currency Exchange Handling Charge HK$100 per case + Bank Charges per transaction Bank Transfer Handling Charge (For Withdrawal) HK$100 per case Returned Cheque Charge HK$100 per case Over 1 Month Unknown Deposit Charge HK$50 per deposit
- Odd lots are charged as board lots.
- For enquiries, please contact your account executive or our Investment Services Department.
- Company reserves the right to make any amendment without further notices.
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Securities Marketing
Trading Hours
Trading is conducted from Monday to Friday (excluding public holidays) at the following times:
Trading Hours (Effective from 5 March 2012) Trading HoursPre-opening Session 9:00 a.m. to 9:30 a.m. Continuous Trading SessionMorning Session 9:30 a.m. to 12:00 noon Extended Morning Session 12:00 noon to 1:00 p.m. Afternoon Session 1:00 p.m. to 4:00 p.m.
There is no Extended Morning Session and Afternoon Session on the eves of Christmas, New Year and Lunar New Year. No Extended Morning Session follows if there is no Morning Session.
(Source: Hong Kong Exchanges and Clearing Limited) -
Pre-opening Session
The pre-opening session is introduced to determine a fair opening price.
During the pre-opening session, orders are accumulated over a certain period of time and matched within the pre-defined order matching period. Orders are matched on order type, price and time priority (at-auction orders carry a higher matching priority) at the final Indicative Equilibrium Price (IEP).
The trading system only accepts at-auction orders and at-auction limit orders. The price of an order input into the trading system must not be nine times or more of the previous closing price or the nominal price (as the case may be), if available, or one-ninth or less of that price. The maximum order size is 3,000 board lots per order.
Trading hours during the pre-opening session are as follows:
Order Input Period 9:00 am to 9:15 am Pre-order Matching Period 9:15 am to 9:20 am Order Matching Period 9:20 am to 9:28 am Blocking Period 9:28 am to 9:30 am
During the order input period, only at-auction orders and at-auction limit orders are accepted. Orders are accumulated and updated in the trading system continuously and can be modified or cancelled.
During the pre-order matching period, only at-auction orders are accepted and modification or cancellation of orders in the system will not be allowed. It can avoid significant changes in IEP and adjust the IEP to a fair market price.
During the order matching period, no input, modification and cancellation of orders are allowed in the trading system. The final IEP of a security is determined during this period. Orders will be matched on order type (at-auction order first), price and time priority at the final IEP.
During the blocking period, orders cannot be routed into HKEx’s trading system by brokers until the start of the continuous trading session at 9:30 am.
(Source: Hong Kong Exchanges and Clearing Limited)
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Continuous Trading Session
The continuous trading session covers periods from 09:30 am to 12:00 noon and 01:00 pm to 04:00 pm on each trading day. During the continuous trading session, the trading system will match orders input into the system on price priority based on the orders received. An order entered into the system at an earlier time must be executed in full before an order at the same price entered at a later time can be executed. During the continuous trading session, the system accepts Limit Orders, Enhanced Limit Orders and Special Limit Orders only.
(Source: Hong Kong Exchanges and Clearing Limited)
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Order Instruction
“At-auction Order”
During the Pre-opening Session, the trading system of the Exchange accepts only At-auction Order and At-auction Limit Order. An At-auction Order is an order with no specified price and is entered into the trading system for execution at the final Indicative Equilibrium Price (IEP). It enjoys a higher order matching priority than an at-auction limit order and will be matched on time priority at the final IEP. Any outstanding at-auction orders after the end of the Pre-opening Session will be cancelled before the commencement of the Continuous Trading Session.
“At-auction Limit Order”
An At-auction Limit Order is an order with a specified price. An at-auction limit order with a specified price at or more competitive than the final IEP (in case of buying, the specified price is equal to or higher than the final IEP, or in case of selling, the specified price is equal to or lower than the final IEP) may be matched at the final IEP subject to availability of eligible matching order on the opposite side. An at-auction limit order will be matched on price and time priority at the final IEP. No at-auction limit order will be matched at a price worse than the final IEP. Any outstanding at-auction limit orders at the end of the Pre-opening Session will be carried forward to the Continuous Trading Session and treated as limit orders provided that the specified price of that at-auction limit order must not be nine times or more of the nominal price or one ninth or less of that price. Such orders will be put in the price queue of the input price.
“Limit Order”
A Limit Order will allow matching only at the specified price. The sell order input price cannot be made at a price below the best bid price, if available, whereas the buy order input price cannot be made at a price above the best ask price, if available. Any outstanding limit order will join the price queue of the input price.
“Enhanced Limit Order”
An Enhanced Limit Order is similar to a Limit Order except that it will allow matching of up to five price queues (i.e. the best price queue and up to the 5th queue at 4 spreads away) at one time provided that the traded price is not worse than the input price. The sell order input price can be made at a price of 4 spreads below the current bid price whereas the buy order input price can be made at a price of 4 spreads above the current ask price. Any outstanding enhanced limit order will be treated as a limit order and put in the price queue of the input price.
“Special Limit Order”
A Special Limit Order will allow matching of up to 5 price queues (i.e. the best price queue up to the 5th queue at 4 spreads away) at one time provided that the traded price is not worse than the input price. A special limit order has no restriction on the input price as long as the order input price is at or below the best bid price for a sell order or at or above the best ask price for a buy order. Any outstanding special limit order will be cancelled.
(Source: Hong Kong Exchanges and Clearing Limited)
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Order Quotation Rules
The first bid or ask order entered into the trading system on each trading day is governed by the opening quotations rules. During the Pre-opening Session, the first order shall not in any case be nine times or more of the previous closing price (if available) or one-ninth or less of that price.
During the Continuous Trading Session, the first order (if it is a bid order) must be at a price higher than or equal to the previous closing price minus 24 spreads. The first order (if it is an ask order) must be at a price lower than or equal to the previous closing price plus 24 spreads. The first order (bid or ask) must not in any case be nine times or more of the previous closing price or one-ninth or less of that price. A spread refers to the smallest allowable change in share price.
Spread TableThe spread of security depends on its share price. The following is the spread table for all securities other than debt.
Prices of Securities Minimum Spread From 0.01 to 0.25 0.001 Over 0.25 to 0.50 0.005 Over 0.50 to 10.00 0.010 Over 10.00 to 20.00 0.020 Over 20.00 to 100.00 0.050 Over 100.00 to 200.00 0.100 Over 200.00 to 500.00 0.200 Over 500.00 to 1,000.00 0.500 Over 1,000.00 to 2,000.00 1.000 Over 2,000.00 to 5,000.00 2.000 Over 5,000.00 to 9,995.00 5.000
(Source: Hong Kong Exchanges and Clearing Limited)
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- Hardware Requirement
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CPU:
Intel Quad core
Memory:2GB RAM or above
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- Operating Platform
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Operating System
Microsoft Window XP or above
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- Software Requirement
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Sun Java VM (Chinese)
Internet BrowserMicrosoft Internet Explorer 6.0 or above, or Firefox 4.0 or above version